James Hicks is a registered investment advisor at Morgan Stanley, based in Newport News, VA, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
701 Town Center Drive, Suite 902, Newport News, VA, 23606
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the treasurer for the CNU Peninsula Alumni Chapter, starting in 2022. He spends minimal time on administrative and accounting/bookkeeping tasks for the chapter.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
E*trade Capital Management, LLC
E*trade Securities LLCBroker
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.