JL
JL

Jessica Lui

7 Years of Experience
Los Angeles, CA
Broker

Jessica Lui is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1999 Avenue of the Stars, Suite 2400, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jessica is a partner in Rocky D LLC (waxing salon) since February 2018 and R Square Center LLC (wax salon) since December 2019. She dedicates minimal time to Rocky D LLC and a few hours per week to accounting/bookkeeping for R Square Center LLC.

Employment History
Current Registrations
Morgan StanleyBroker
April 2020 - Present · 6 yrs 1 mo
Morgan Stanley
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
U.S. Bancorp Investments, INC.Broker
July 2019 - January 2020 · 6 mos
U.S. Bancorp Investments, INC.
July 2019 - January 2020 · 6 mos
AXA Advisors, LLC
November 2018 - May 2019 · 6 mos
AXA Advisors, LLCBroker
September 2018 - May 2019 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Jessica Lui - Financial Advisor | TrueAdvisor