Michael Pfenninger
Michael Pfenninger is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Morristown, NJ, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
67 E. Park Place, Suite 750, Morristown, NJ, 07960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael works for Greenberg & Rapp Financial Group INC. as a case design/technical marketer in insurance, dedicating full-time hours. He also works for Eagle Rock Wealth Management INC. in a similar role for investment advisory, taking about half of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
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