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Mitchell James Lampert

7 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,032 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.80%
$3.0M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees negotiable for amounts over $10M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

117 E. Fourth Street, Covington, KY, 41011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mitchell works for Legacy Financial Advisors, Inc. as an investment trader/paraplanner, assisting the director of investment in trading duties and assisting advisors in paraplanning duties, dedicating about a quarter of his time.

Employment History
Current Registrations
Legacy Financial Advisors, INC.
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
Triad Advisors LLCBroker
May 2021 - September 2022 · 1 yr 4 mos
Vanguard Marketing CorporationBroker
September 2018 - March 2021 · 2 yrs 6 mos
State Registrations1 state
KY
Advisor
Exams
No exam information available for this advisor.