Mitchell Lampert is a registered investment advisor at Legacy Financial Advisors, INC., based in Covington, KY, with 7 years of industry experience. Mitchell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 1,065 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees for assets over $10 million are negotiable. Planned Outcome Portfolios charge up to 1.50% annually with a $200,000 minimum.
Fee Estimator
Location
117 E. Fourth Street, Covington, KY, 41011
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mitchell works for Legacy Financial Advisors, Inc. as an investment trader/paraplanner, assisting the director of investment in trading duties and assisting advisors in paraplanning duties, dedicating about a quarter of his time.
Employment History
Current Registrations
Legacy Financial Advisors, INC.
Previous Registrations
Triad Advisors LLCBroker
Vanguard Marketing CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert Kuhnhein, CFALegacy Financial Advisors, INC.
- Matthew Aquilia, CFPLegacy Financial Advisors, INC.
- Seth Sanborn, CFPLegacy Financial Advisors, INC.
- Justin Brown, CFPLegacy Financial Advisors, INC.
- Lars Meiman, CFALegacy Financial Advisors, INC.
- Michael Mcwhinnie, CFPLegacy Financial Advisors, INC.