Roy Piske is a registered investment advisor at Wsa Affiliates, LLC, based in League City, TX, with 8 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 56 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
WSA Affiliates does not directly manage investment portfolios. Instead, the firm refers clients to other registered investment advisors and typically receives a referral fee ranging from 0.00% to 1.00% annually of the assets those other advisors manage for you. This fee is billed and collected by the other advisor in addition to their own advisory fees.
Location
League City, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roy works in ground operations for Southwest Airlines, servicing aircraft. This full-time position takes about half of Roy's time during market hours.
Employment History
Current Registrations
Wsa Affiliates, LLC
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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