RD
RD

Ryan Doughan

7 Years of Experience
Orange City, IA
Broker

Ryan Doughan is a registered investment advisor at Cetera Investment Advisers LLC, based in Orange City, IA, with 7 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

122 Central Ave Sw, Orange City, IA, 51041

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ryan owns a publishing business where he writes and publishes books. He also serves as a board member for the Orange City Public Library, dedicating a few hours per week to overseeing the library's operations and policies.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2018 - Present · 7 yrs 7 mos
Cetera Investment Services LLCBroker
September 2018 - Present · 7 yrs 8 mos
State Registrations15 states
AZCACOIAKSMDMNMOMTNEPASDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Doughan - Financial Advisor | TrueAdvisor