TrueAdvisor
TrueAdvisor
AS
AS
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Areas of Practice
Investment Management
Columbia Management Investment Advisers, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
174 advisors
Number of Clients
2,909 clients
Average Client Portfolio
$157.3M average
Assets Under Management
$457.5B

Fee Structure

Minimum Investment:$25M
Financial Planning:Investment management only

Location

290 Congress Street, Boston, MA, 02210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Columbia Management Investment Advisers, LLC
June 2022 - Present · 3 yrs 8 mos
Columbia Management Investment Distributors, INC.
September 2021 - Present · 4 yrs 5 mos
Columbia Management Investment Distributors, INC.Broker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Lincoln Financial Distributors, INC.Broker
March 2019 - August 2021 · 2 yrs 5 mos
Royal Alliance Associates, INC.Broker
November 2018 - February 2019 · 3 mos
Signator Investors, INC.Broker
August 2018 - November 2018 · 3 mos
State Registrations2 states
AZMA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alec Smith - Financial Advisor | TrueAdvisor