KA
KA
Kenneth Arena
54 Years of Experience
Pompano Beach, FL
4 DisclosuresBroker
Kenneth Arena is a registered investment advisor at Cetera Investment Advisers LLC, based in Pompano Beach, FL, with 54 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Pompano Beach, FL
Get directionsHistory
Regulatory History (4)
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Employment Separation After Allegations
May 2014Customer Dispute
December 2013Settled
Customer Dispute
August 2005Denied
Customer Dispute
December 2002Denied
Other Business Activities
Kenneth works as a financial professional for Cetera Wealth Partners, providing financial services. This takes up a full-time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Cetera Wealth Services, LLCBroker
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Newbridge Financial Services Group, INC.
June 2014 - December 2023 · 9 yrs 6 mos
Newbridge Securities CorporationBroker
May 2014 - December 2023 · 9 yrs 7 mos
Ameriprise Financial Services, INC.
June 2007 - May 2014 · 6 yrs 11 mos
Ameriprise Financial Services, INC.Broker
May 2007 - May 2014 · 7 yrs
Wachovia Securities, LLCBroker
October 2000 - May 2007 · 6 yrs 7 mos
Wachovia Securities, LLC
October 2000 - May 2007 · 6 yrs 7 mos
First Union Brokerage Services, INC.Broker
December 1994 - October 2000 · 5 yrs 10 mos
Compulife Investor Services, INC.Broker
December 1992 - September 1994 · 1 yr 9 mos
Sunamerica Securities, INC.Broker
May 1992 - November 1992 · 6 mos
Anchor National Financial Services, INC.Broker
February 1992 - May 1992 · 3 mos
Waddell & Reed, INC.Broker
August 1990 - December 1991 · 1 yr 4 mos
Dean Witter Reynolds INC.Broker
August 1988 - June 1989 · 10 mos
Morgan Keegan & Company, INC.Broker
October 1984 - July 1988 · 3 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1981 - January 1983 · 1 yr 2 mos
Oppenheimer & CO., INC.Broker
January 1979 - August 1981 · 2 yrs 7 mos
Dean Witter Reynolds INC.Broker
February 1978 - January 1979 · 11 mos
Reynolds Securities, INC.Broker
December 1975 - February 1978 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1970 - April 1976 · 5 yrs 9 mos
Weis Securities, INC.Broker
April 1968 - January 1971 · 2 yrs 9 mos
Winslow Cohu Stetson INCBroker
April 1968 - January 1971 · 2 yrs 9 mos
State Registrations3 states
CTFLNC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.