Maibi Ben-Horsfall is a registered investment advisor, based in Los Angeles, CA, with 6 years of industry experience.
Location
Los Angeles, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Maibi is an access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.
Employment History
Current Registrations
Principal Funds Distributor, INC.Broker
February 2025 - Present · 1 yr 3 mos
Principal Funds Distributor, INC.
February 2025 - Present · 1 yr 3 mos
Principal Asset Management
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Ally Invest Advisors
October 2021 - May 2024 · 2 yrs 7 mos
Ally Invest Securities LLCBroker
June 2021 - May 2024 · 2 yrs 11 mos
RBC Capital Markets, LLC
July 2020 - May 2021 · 10 mos
RBC Capital Markets, LLCBroker
October 2019 - May 2021 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
September 2018 - October 2019 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.