Loc Tran is a registered investment advisor at Jhl Investment Firm INC, based in Westminster, CA, with 7 years of industry experience. Loc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
15613 Beach Blvd, Westminster, CA, 92683
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Loc is the CEO/insurance agent at Tran Insurance Agency, selling life, health insurance, and annuities, dedicating about 10-20% of his time. He is also an insurance agent at Lords Insurance Agency Inc, selling property casualty insurance, and a seasonal tax preparer since 2018.
Employment History
Current Registrations
Jhl Investment Firm INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.