Carroll Matthews
Carroll Matthews is a registered investment advisor at Planmember Securities Corporation, based in Winter Springs, FL, with 7 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
1052 Willa Springs Drive, Winter Springs, FL, 32708
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carroll works as an Investment Advisor Representative for US Retirement Associates, taking nearly full-time hours. Carroll also works full-time as a Registered Nurse at Lake City VA Medical Center.
Employment History
Current Registrations
Planmember Securities CorporationBroker
Planmember Securities Corporation
Previous Registrations
Lifetyme Financial Advisors, LLC
Fire and Ice Financial Services INC.
State Registrations1 state
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