James Cornell is a registered investment advisor, based in Atlanta, GA, with 6 years of industry experience.
Location
3333 Piedmont Road Ne, Ste 1500, Atlanta, GA, 30305
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vp Distributors LLC
October 2022 - Present · 3 yrs 7 mos
Virtus Investment Advisers, LLC
October 2022 - Present · 3 yrs 7 mos
Vp Distributors LLCBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2022 - September 2022 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2021 - September 2022 · 9 mos
Invesco Distributors, INC.Broker
May 2020 - June 2021 · 1 yr 1 mo
Brighthouse Securities, LLCBroker
September 2018 - May 2020 · 1 yr 8 mos
State Registrations4 states
CTGANJNY
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.