Dale Lewis is a CFA-designated registered investment advisor, based in Tewksbury, MA, with 7 years of industry experience.
Location
1215 Main Street, Suite 124, Tewksbury, MA, 01876
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dale owns Taxes and a Plan, providing accounting and tax preparation services, dedicating about a quarter of his time. He is also an agent for Avantax Insurance Agency, LLC, selling annuities, and owns Tewksbury Financial Services, offering investment advice, financial planning, life insurance, and annuities, taking nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations3 states
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