Anthony Santo is a registered investment advisor, based in Hauppauge, NY, with 7 years of industry experience.
Location
205 Oser Ave, Hauppauge, NY, 11788
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is an insurance agent selling non-variable insurance products since 2019. This activity takes about 10-20% of his time.
Employment History
Current Registrations
American Capital Partners, LLCBroker
December 2025 - Present · 5 mos
Partners Capital Services, INC.
December 2025 - Present · 5 mos
Previous Registrations
Rockline Wealth Management LLC
May 2023 - November 2025 · 2 yrs 6 mos
LPL Financial LLCBroker
November 2021 - June 2024 · 2 yrs 7 mos
LPL Financial LLC
November 2021 - August 2023 · 1 yr 9 mos
Fidelity Personal and Workplace Advisors
November 2021 - November 2021 · 0 mos
Fidelity Brokerage Services LLCBroker
November 2021 - November 2021 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2018 - October 2021 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2018 - October 2021 · 3 yrs
State Registrations2 states
FLNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.