DM
DM

Douglas Keith Moss

7 Years of Experience
5 Disclosures
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
3,868 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$8.7B

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.25%
$250K - $2.0M1.00%
$2.0M - $4.0M0.85%
$4.0M - $6.0M0.70%
$6.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.30%

The Registrant generally requires an annual minimum fee of $3,000 for its investment advisory services. The Registrant’s investment advisory fee is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$3,000
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Location

150 Spear Street, Suite 1600, San Francisco, CA, 94105

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History

Regulatory History (5)
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Financial
September 2022
Final
Financial
October 2020
Final
Financial
August 2020
Final
Financial
July 2020
Final
Financial
June 2020
Final
Employment History
Current Registrations
Parallel Advisors, LLC
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Edward Jones
December 2018 - June 2023 · 4 yrs 6 mos
Edward JonesBroker
October 2018 - June 2023 · 4 yrs 8 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.