Matthew Freeman is a CFA-designated registered investment advisor, based in Newport Beach, CA, with 8 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Matthew is a financial professional at Tax & Financial Group, a financial services business, since 2021. He dedicates about a quarter of his time to this role, with most of the hours occurring during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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