HC
HC

Hector Castillo

6 Years of Experience
Vista, CA
Broker

Hector Castillo is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Vista, CA, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

985 Civic Center Drive, #106, Vista, CA, 92083

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Hector works as an associate/employee at Mission Federal Credit Union providing financial advice and managing investment assets. This takes about half of Hector's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services, INC.Broker
July 2023 - Present · 3 yrs 2 mos
Previous Registrations
Integrated Wealth Concepts LLC
March 2021 - January 2023 · 1 yr 10 mos
LPL Financial LLCBroker
March 2021 - January 2023 · 1 yr 10 mos
Wells Fargo Clearing Services, LLC
December 2018 - February 2021 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
November 2018 - February 2021 · 2 yrs 3 mos
State Registrations4 states
CAMASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.