Michael Lutz is a registered investment advisor, based in Charlotte, NC, with 7 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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The provided text describes Michael's employment with The Vanguard Group, Inc. The description lacks details about outside business activities or insurance sales.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
May 2021 - Present · 5 yrs
Vanguard Marketing Corporation
May 2021 - Present · 5 yrs
Vanguard Advisers, INC.
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
TD Ameritrade, INC.
December 2018 - January 2021 · 2 yrs 1 mo
TD Ameritrade Investment Management, LLC
December 2018 - December 2020 · 2 yrs
TD Ameritrade, INC.Broker
November 2018 - January 2021 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.