CA
CA
Charles Alfaro
7 Years of Experience
Palm Desert, CA
1 DisclosureBroker
Charles Alfaro is a registered investment advisor at Raymond James & Associates, INC., based in Palm Desert, CA, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
73130 El Paseo, Suite O, Palm Desert, CA, 92260
Get directionsHistory
Regulatory History (1)
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Financial
October 2016Final
Other Business Activities
Charles is a partner in Alfaro Ventures, a real estate rental property, since 2021. He dedicates minimal time to investing and managing the property.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2019 - Present · 7 yrs
Raymond James & Associates, INC.Broker
September 2019 - Present · 7 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2018 - September 2019 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2018 - September 2019 · 11 mos
State Registrations28 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.