TrueAdvisor
TrueAdvisor
AW
AW

Aaron Jeffrey Wolk

Raymond James & Associates, INC.
4 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
5579 advisors
Number of Clients
507,212 clients
Average Client Portfolio
$855K average
Assets Under Management
$433.8B

Fee Structure

Minimum Investment:$5K

Location

100 Meridian Centre, Suite 315, Rochester, NY, 14618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
May 2022 - Present · 3 yrs 9 mos
Raymond James & Associates, INC.Broker
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
Franklin Distributors, LLCBroker
July 2021 - March 2022 · 8 mos
Franklin Templeton Financial Services CORP.Broker
February 2021 - July 2021 · 5 mos
State Registrations21 states
CACODCDEFLGAILKYMAMDNCNHNJNYOHPASCTXVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.