Frank Ramirez
Frank Ramirez is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 4 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
701 North Post Oak Rd, Suite 320, Houston, TX, 77024
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank sells fixed insurance products including life, health, disability, fixed annuities, and long-term care, dedicating a few hours per week. He also operates under the DBAs Totus Wealth Management and Firmitas Financial Group, and owns a catering company called Joe Bruno BBQ/JB BBQ, and refers self-employed individuals to Gig Worker Solutions' benefit packages.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.