Catherine Anderson is a CFP-designated registered investment advisor at Mariner Wealth, based in Cincinnati, OH, with 6 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
312 Walnut St, Suite 2300, Cincinnati, OH, 45202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is an independent insurance agent selling Medicare, fixed life insurance, and annuities, dedicating a significant amount of time to this activity. She also works in retail sales at Ulta Beauty and assists businesses with CARES Act Employee Retention Credit, while also working as an Investment Advisor Representative.
Employment History
Current Registrations
Mariner Wealth
Previous Registrations
Encompass More Investments, LLCBroker
Encompass More Asset Management LLC
Verity Asset Management
Verity Investments, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.