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John Sullivan

7 Years of Experience
New York, NY
Broker

John Sullivan is a registered investment advisor at Titan, based in New York, NY, with 7 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 61,435 clients with $1.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
61,435 clients
Average Client Portfolio
$18K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$500
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.40%

Titan may from time to time, in its sole discretion, offer lower fees through promotions, referrals and other discounts to and/or negotiate separate fee and billing arrangements with some Clients that differ from the Wrap Program Fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

508 Laguardia Place, New York, NY, 10012

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is an Investor Relations Lead for Titan Global Technologies LLC (a broker-dealer), Titan Global Capital Management USA LLC (an investment advisor), and Titan Global Capital Management, Inc. He spends about 10% of his time on brokerage-related activities and nearly full-time on investment advisory activities, with the parent company role requiring no time.

Employment History
Current Registrations
Titan
October 2022 - Present · 3 yrs 7 mos
Titan Global Technologies LLC
April 2022 - Present · 4 yrs 1 mo
Titan Global Technologies LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
MML Investors Services, LLC
March 2019 - April 2022 · 3 yrs 1 mo
MML Investors Services, LLCBroker
September 2018 - April 2022 · 3 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.