AJ
CFP
AJ
CFP

Audrey Johnson

7 Years of Experience
Houston, TX
BrokerSells Insurance

Audrey Johnson is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Houston, TX, with 7 years of industry experience. Audrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8 Greenway Plaza, Suite 1005, Houston, TX, 77046

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Audrey is a design consultant for real estate, dedicating minimal time to this activity. She also owns Winnow Financial, focusing on MassMutual business and spending about a quarter of her time on it, and engages in group insurance sales, dedicating minimal time to this.

Employment History
Current Registrations
MML Investors Services, LLC
September 2023 - Present · 3 yrs 1 mo
MML Investors Services, LLCBroker
August 2019 - Present · 7 yrs 2 mos
State Registrations9 states
CACOFLGANCNVOHTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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