John Cavaliere
John Cavaliere is a registered investment advisor at Cornerstone Advisors Asset Management, LLC, based in Bethlehem, PA, with 6 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 764 clients with $9.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.35% |
| $10M+ | 0.35% |
Fees are negotiable on a case-by-case basis. Accounts over $10 million are fully negotiable.
Fee Estimator
Location
74 West Broad Street, Suite 340, Bethlehem, PA, 18018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is a registered representative with M Holdings Securities, Inc. and a senior investment consultant with Cornerstone Institutional Investors, LLC, dedicating minimal time to Cornerstone Benefits, Inc. He also serves as a board member for Good Samaritan Services and an investment committee member for Pi Kappa Alpha Foundation.
Employment History
Current Registrations
Cornerstone Advisors Asset Management, LLC
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Sei Investments Distribution CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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