BM
CFP
BM
CFP

Brett Jerome Maloney

6 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
116 advisors
Number of Clients
14,027 clients
Average Client Portfolio
$446K average
Assets Under Management
$6.3B

Fee Structure

Loading...

Location

307 N. Nokomis Street, Suite 112, Alexandria, MN, 56308

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Brett is an insurance agent with Focus Financial Network Inc., spending a few hours per week reviewing insurance products and selling them to clients. He also owns Maloney Financial LLC for tax purposes and works full-time as a financial advisor with Focus Financial Network Inc.

Employment History
Current Registrations
Focus Financial
June 2019 - Present · 6 yrs 8 mos
Osaic Wealth, INC.Broker
February 2019 - Present · 7 yrs
Previous Registrations
Royal Alliance Associates, INC.
May 2019 - June 2019 · 1 mo
State Registrations13 states
ARAZCADCFLIALAMDMNNDSDVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.