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Daniel Rice

7 Years of Experience
Lancaster, CA
BrokerSells Insurance

Daniel Rice is a registered investment advisor at Cetera Investment Advisers LLC, based in Lancaster, CA, with 7 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

42544 10th St W, Ste F, Lancaster, CA, 93534

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Daniel is involved in two outside business activities. He provides tax preparation services through Antelope Tax Service and sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating a few hours per week to the latter.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
November 2018 - Present · 7 yrs 6 mos
Cetera Wealth Services, LLC
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2019 - June 2023 · 4 yrs 4 mos
State Registrations19 states
ALARAZCACOFLHIILKYNCNVOKORSCSDTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.