Kent Erickson is a registered investment advisor, based in Redding, CA, with 7 years of industry experience.
Location
434 Redcliff Drive, Suite A, Redding, CA, 96002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kent is involved in multi-family property investment through Emerald City Associates and receives quarterly dividends. He spends no time on this venture.
Employment History
Current Registrations
Aw SecuritiesBroker
June 2024 - Present · 2 yrs 3 mos
Aw Securities
June 2024 - Present · 2 yrs 3 mos
Allworth Financial, L.P.
June 2024 - Present · 2 yrs 3 mos
Previous Registrations
Allworth Financial, L.P.
June 2024 - June 2024 · 0 mos
Highway Financial Networks
September 2018 - March 2024 · 5 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.