Francis Fraenkel is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 57 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Firm Size
IM Fee
Location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Francis provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC.
Employment History
Current Registrations
Neuberger Berman Bd LLC
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Previous Registrations
Shufro, Rose & CO., LLCBroker
Salomon Brothers INC.Broker
Lehman Brothers Distributors INC.Broker
Shearson Lehman Hutton INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Loeb PartnersBroker
Loeb Rhoades & CO. INC.Broker
Loeb, Rhoades & CO. INC.Broker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.