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Frank Stanley

6 Years of Experience
Atlanta, GA
Broker

Frank Stanley is a registered investment advisor at RBC Capital Markets, LLC, based in Atlanta, GA, with 6 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

3550 Lenox Road, Suite 1950, Atlanta, GA, 30326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank serves in the U.S. Army Reserve as an Infantry/Finance Officer since 2017. He dedicates minimal time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 2022 - Present · 4 yrs 1 mo
RBC Capital Markets, LLC
April 2022 - Present · 4 yrs 1 mo
RBC Capital Markets, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
RBC Capital Markets, LLC
October 2020 - March 2022 · 1 yr 5 mos
RBC Capital Markets, LLCBroker
August 2019 - March 2022 · 2 yrs 7 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frank Stanley - Financial Advisor | TrueAdvisor