Alec Smith is a registered investment advisor, based in Fort Wayne, IN, with 6 years of industry experience.
Location
215 W Main St, Fort Wayne, IN, 46802
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alec sells fixed insurance through SWM Agency, LLC and JBC Companies. He also serves on several boards, including Homebound Meals Inc, Charitable Gift Planners of Northeast Indiana, and Anthony Wayne Rotary Club, and works as a personal trainer at Anytime Fitness.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Foxworthy Wealth Advisors, LLC
LPL Financial LLCBroker
LPL Financial LLC
Brookstone Capital Management LLC
Capital Analysts
Lincoln Investment
Lincoln InvestmentBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.