Dennis Joppe
Dennis Joppe is a registered investment advisor at LPL Financial LLC, based in Grand Rapids, MI, with 46 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
660 Cascade W. Pkwy SE, #100, Grand Rapids, MI, 49546
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2007Other Business Activities
Dennis has a DBA called First Mutual Investment Management, Inc. since 2010. He also serves as a notary public, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
Intersecurities, INC.Broker
Mariner Financial Services, INC.Broker
Western Reserve Financial Services CORPBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Lisa Cargill, ChFCLPL Financial LLC
- Ryan Ostrowski, CFPLPL Financial LLC
- Aaron Pike, ChFCLPL Financial LLC
- Joseph Vandyke, CFPLPL Financial LLC
- Joanne Sweetman, CFPLPL Financial LLC
- Casey Tjalsma, CFPLPL Financial LLC