Dennis Joppe
Dennis Joppe is a registered investment advisor at LPL Financial LLC, based in Grand Rapids, MI, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
660 Cascade W. Pkwy SE, #100, Grand Rapids, MI, 49546
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2007Other Business Activities
Dennis has a DBA called First Mutual Investment Management, Inc. since 2010. He also serves as a notary public, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
Intersecurities, INC.Broker
Mariner Financial Services, INC.Broker
Western Reserve Financial Services CORPBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.