Thomas Kleber is a registered investment advisor at Pecora Capital LLC, based in San Carlos, with 5 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 10 clients with $54M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$54.4M
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Location
San Carlos
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pecora Capital LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Cygnus Advisors, LLC
October 2020 - April 2021 · 6 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.