Thomas Sarkes is a registered investment advisor, based in Dallas, TX, with 5 years of industry experience.
Location
4514 Cole Ave, Suite 600, Dallas, TX, 75205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dfpg Investments, LLCBroker
January 2025 - Present · 1 yr 4 mos
Dfpg Investments, LLC
January 2025 - Present · 1 yr 4 mos
Integrated Advisors Network LLC
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Wells Fargo Advisors
February 2023 - January 2025 · 1 yr 11 mos
Wells Fargo Clearing Services, LLCBroker
February 2023 - January 2025 · 1 yr 11 mos
The Marshall Financial Group LLC
August 2021 - June 2022 · 10 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2021 - June 2022 · 1 yr 2 mos
T. Rowe Price Investment Services, INC.Broker
December 2018 - February 2020 · 1 yr 2 mos
State Registrations2 states
MDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.