Kuen Chan is a registered investment advisor at Leeb Capital Management, INC., based in New York, NY, with 7 years of industry experience. Kuen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 60 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Leeb Capital Management (LCM) charges annual fees based on the type of account and the amount invested.
- Retail Growth Accounts: 1.50% on the first $500,000, then 1.00% on amounts over $500,000.
- Income and Growth Accounts: 1.0% of the account value.
- Peak Resources and Energy Accounts: 2.0% of the account value.
- Institutional Growth Accounts: Fees range from 0.90% to negotiable rates for accounts over $50,000,000.
Fees are prepaid quarterly, based on the account's market value at the end of the preceding quarter. Fees are refundable if you terminate the advisory contract.
Location
40 West 37th Street, Room 1003, New York, NY, 10018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kuen works as a contractor for Capitol Information Group, publishing financial newsletters as an editor since May 2017. This activity takes a few hours per week.
Employment History
Current Registrations
Leeb Capital Management, INC.
State Registrations2 states
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