CV
CV
Carlos Vega-Plaza
6 Years of Experience
San Juan, PR
1 DisclosureMay Earn Commission
Carlos Vega-Plaza is a registered investment advisor at Socio-Economico, based in San Juan, PR, with 6 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
San Juan, PR
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
September 2023Employment History
Current Registrations
Socio-Economico
May 2025 - Present · 1 yr
Previous Registrations
Consultiva Wealth Management, CORP.
December 2023 - June 2024 · 6 mos
Mutual of Omaha Investor Services, INC.Broker
June 2021 - September 2023 · 2 yrs 3 mos
Equitable Advisors, LLCBroker
November 2018 - April 2021 · 2 yrs 5 mos
State Registrations1 state
PR
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.