Nicholas Uzpen is a ChFC-designated registered investment advisor at Edward Jones, based in Roseville, MN, with 7 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.
Fee Estimator
Location
1700 W Highway 36 Ste 215, Roseville, MN, 55113
Get directionsHistory
Regulatory History (5)
Financial
March 2026Financial
September 2025Financial
July 2023Financial
March 2022Financial
November 2019Other Business Activities
Nicholas owns Peaceful Place Properties, an investment property in Brooklyn Center, MN, since 2018. He dedicates minimal time to this activity.
Employment History
Current Registrations
Edward Jones
Edward JonesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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