Heather Rivers is a registered investment advisor, based in Rochester, MN, with 6 years of industry experience.
Location
1698 Greenview Dr SW, Rochester, MN, 55902
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Heather works as a financial advisor for both Think Bank and Think Financial Planning, starting in 2018. Each role takes about half of Heather's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2022 - Present · 3 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Commonwealth Financial Network
June 2019 - August 2022 · 3 yrs 2 mos
Commonwealth Financial NetworkBroker
May 2019 - August 2022 · 3 yrs 3 mos
State Registrations7 states
FLIDMNNCTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.