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CFP
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CFP

Gregory Spicer

LPL Financial LLC
45 Years of Experience
Red Bank, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gregory Spicer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 45 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

130 Maple Ave, Ste. 1-B, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregory operates Wellesley Financial Planners as a DBA for LPL business and also provides tax preparation/accounting services. He is also the owner of Coordinated Insurance Agency, Inc., a real estate rental joint owner, and a business owner of Tower Video, Inc., dedicating minimal time to the insurance agency.

Employment History
Current Registrations
LPL Financial LLC
August 2018 - Present · 8 yrs 2 mos
LPL Financial LLCBroker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Cadaret Grant & CO INC
May 2005 - August 2018 · 13 yrs 3 mos
Cadaret, Grant & CO., INC.Broker
November 1992 - August 2018 · 25 yrs 9 mos
Mutual Fund Management CO., INC.Broker
July 1990 - November 1992 · 2 yrs 4 mos
Tfs Securities, INC.Broker
December 1987 - July 1990 · 2 yrs 7 mos
Monarch Investments INC.Broker
August 1987 - December 1987 · 4 mos
Stuart Stone & CompanyBroker
July 1987 - March 1988 · 8 mos
Focus Securities, INC.Broker
November 1985 - December 1985 · 1 mo
Cardell & Associates, IncorporatedBroker
December 1979 - November 1985 · 5 yrs 11 mos
State Registrations31 states
ARAZCACODEFLGAIDILINKYMAMDMEMNMONCNJNMNVNYORPASCSDTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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