Gregory Spicer
Gregory Spicer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
130 Maple Ave, Ste. 1-B, Red Bank, NJ, 07701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory operates Wellesley Financial Planners as a DBA for LPL business and also provides tax preparation/accounting services. He is also the owner of Coordinated Insurance Agency, Inc., a real estate rental joint owner, and a business owner of Tower Video, Inc., dedicating minimal time to the insurance agency.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Mutual Fund Management CO., INC.Broker
Tfs Securities, INC.Broker
Monarch Investments INC.Broker
Stuart Stone & CompanyBroker
Focus Securities, INC.Broker
Cardell & Associates, IncorporatedBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.