SM
SM

Steven Michael Mallory

7 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
24 advisors
Number of Clients
1,212 clients
Average Client Portfolio
$636K average
Assets Under Management
$770.8M

Fee Structure

Minimum Investment:$50K
Financial Planning:Included in AUM fee
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Location

14300 N. Northsight Boulevard, Suite 122, Scottsdale, AZ, 85260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is a Managing Member of URA Group AZ L.L.C., an investment related financial services company, since June 2018. He dedicates nearly full-time hours offering clients a variety of financial products.

Employment History
Current Registrations
Delta Investment Management, LLC
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Brookstone Capital Management LLC
October 2018 - August 2019 · 10 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.