Alan Stuart Berger

Arkadios Wealth Advisors

45 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Arkadios Wealth Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

190 advisors

Number of Clients

12,091 clients

Average Client Portfolio

$319K average

Assets Under Management

$3.9B

Fee Structure

Minimum Investment:$150K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	2.25%
$250K - $500K	2.00%
$500K+	1.75%

Maximum annual asset-based fee schedule for the Peak Account.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$540

Location

4814 Outlook Drive, Suite 104, Wall, NJ, 07753

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2020

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alan is an agent for multiple fixed insurance carriers, focusing on life, long-term care, and disability insurance, dedicating about 10-20% of his time. He is also a member of Foresight Financial Partners, providing financial planning, estate, business planning, insurance, and investment management services, which takes nearly full-time.

Employment History

Current Registrations

Arkadios Wealth Advisors

April 2019 - Present · 6 yrs 10 mos

Arkadios CapitalBroker

April 2019 - Present · 6 yrs 10 mos

Previous Registrations

Triad Advisors, LLC

March 2014 - April 2019 · 5 yrs 1 mo

Triad Advisors LLCBroker

March 2014 - April 2019 · 5 yrs 1 mo

New England Securities Corporation

June 2002 - April 2014 · 11 yrs 10 mos

New England SecuritiesBroker

December 1979 - April 2014 · 34 yrs 4 mos

State Registrations4 states

FLMANJNY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.