Kieran Wong
Kieran Wong is a registered investment advisor at Prosperitas Financial, LLC, based in Valencia, CA, with 6 years of industry experience. Kieran operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 1,635 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prosperitas Financial offers asset management services where the maximum annual fee charged will not exceed 2.00%. Fees are negotiable and are billed monthly in advance based on the value of the account on the last day of the previous quarter.
For clients utilizing third party managers, the maximum annual fee charged will not exceed 2.40%. This fee is in addition to any fees assessed by the third party manager.
Location
25060 Avenue Stanford, Suite 100, Valencia, CA, 91355
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kieran is involved in several real estate rental properties as an owner or trustee, dedicating minimal time to each. He also works as a financial advisor and investment advisor representative through Prosperitas Financial, spending about a quarter of his time on financial planning and sales, and nearly full-time on advisory services.
Employment History
Current Registrations
Prosperitas Financial, LLC
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.