PB
PB

Paul Barone

44 Years of Experience
Coeur D' Alene, ID
Broker

Paul Barone is a registered investment advisor at D.A. Davidson & CO., based in Coeur D' Alene, ID, with 44 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 W. Hanley Ave., Suite 13, Coeur D' Alene, ID, 83815

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
June 2009 - Present · 16 yrs 11 mos
D.A. Davidson & CO.
June 2009 - Present · 16 yrs 11 mos
D.A. Davidson & CO.Broker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - June 2009 · 1 yr 5 mos
A. G. Edwards & Sons, INC.
February 1997 - May 2003 · 6 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
January 1997 - January 2008 · 11 yrs
Cohig & Associates, INC.Broker
February 1991 - January 1997 · 5 yrs 11 mos
Rcl Northwest, INC.Broker
September 1984 - February 1991 · 6 yrs 5 mos
Dean Witter Reynolds INC.Broker
February 1982 - September 1984 · 2 yrs 7 mos
State Registrations9 states
ARCAIDMAMTORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Barone - Financial Advisor | TrueAdvisor