Ha Do is a registered investment advisor, based in Duluth, GA, with 7 years of industry experience.
Location
3235 Satallite Blvd, Bldg 400 St 300, Duluth, GA, 30096
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ha is an agent/broker for fixed insurance through North Star Resource Group since January 2023 and sells fixed insurance with various companies since August 2024, dedicating a few hours per week to each. Ha also volunteers with BPSOS, owns Dosamy Rentals LLC, and is an elected board member of the Georgia Vietnamese American Chamber of Commerce.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Wells Fargo Clearing Services, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.