Thomas Nervegna
Thomas Nervegna is a registered investment advisor at Cetera Investment Advisers LLC, based in Tarrytown, NY, with 46 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
303 S Broadway Ste 103, Tarrytown, NY, 10591
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas sells fixed insurance (life, health, disability, annuities, and long-term care) with various companies since 1976, dedicating a few hours per week. He is also a real estate broker/salesperson, a distributor for Amway, and holds leadership positions in multiple Masonic lodges.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.
Nathan & Lewis Securities, INC.Broker
Cpc Securities CorporationBroker
American General Capital Planning, INC.Broker
State Registrations14 states
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