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Alexander Riccobono
6 Years of Experience
Seattle, WA
Broker
Alexander Riccobono is a registered investment advisor at Cetera Investment Advisers LLC, based in Seattle, WA, with 6 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Seattle, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2022 - Present · 3 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2022 - June 2023 · 1 yr
Ameriprise Financial Services, LLC
October 2020 - June 2022 · 1 yr 8 mos
Ameriprise Financial Services, LLCBroker
July 2019 - June 2022 · 2 yrs 11 mos
State Registrations1 state
WA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.