Tracy Clanton is a registered investment advisor, based in Slidell, LA, with 7 years of industry experience.
Location
2054 Gause Blvd E, Slidell, LA, 70461
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Tracy is a member of the Slidell Civil Service Board, an independent board representing the interests of classified employees of the City of Slidell. This requires minimal time and is not investment-related.
Employment History
Current Registrations
Sanctuary Securities, INC.
August 2020 - Present · 5 yrs 9 mos
Sanctuary Advisors, LLC
August 2020 - Present · 5 yrs 9 mos
Sanctuary Securities, INC.Broker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2019 - August 2020 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2019 - August 2020 · 1 yr 6 mos
State Registrations27 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.