AP
CFP
AP
CFP

Alec Prinze

7 Years of Experience
Gold River, CA
Broker

Alec Prinze is a CFP-designated registered investment advisor, based in Gold River, CA, with 7 years of industry experience. Alec is also registered as a broker, so some compensation may come from commissions on products sold.

Location

2355 Gold Meadow Way, Ste 100, Gold River, CA, 95670

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alec is an independent contractor and president of Prinze Foundational Planning, Inc., where he provides comprehensive financial advising and asset management. This takes about half of Alec's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2022 - Present · 4 yrs 1 mo
Raymond James Financial Services, INC.Broker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Edward Jones
February 2019 - September 2022 · 3 yrs 7 mos
Edward JonesBroker
December 2018 - September 2022 · 3 yrs 9 mos
State Registrations16 states
ALCACOFLHIMDMTNCNMNVOHPRTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
Alec Prinze - Financial Advisor | TrueAdvisor