James Shipe
James Shipe is a registered investment advisor at Cetera Investment Advisers LLC, based in Westlake Village, CA, with 7 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2945 Townsgate Rd, Suite 200, Westlake Village, CA, 91361
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James provides financial services to clients through Wilde Wealth Management Group, dedicating full-time hours to this role. He is also an elected board member of the Rotary Club of Westlake Village and sells fixed insurance products, dedicating minimal time to each activity.
Employment History
Current Registrations
Cetera Advisors LLC
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations9 states
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