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Darren Smith

6 Years of Experience
Latrobe, PA
Broker

Darren Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Latrobe, PA, with 6 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

752 Lloyd Ave, Latrobe, PA, 15650

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Darren works as a Junior Financial Professional at Pakos Wealth Management, dedicating nearly full-time hours to this investment-related activity. Darren also owns rental property in Greensburg, PA, but spends minimal time on it.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
January 2025 - Present · 1 yr 4 mos
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
March 2021 - December 2024 · 3 yrs 9 mos
Ameriprise Financial Services, LLCBroker
October 2019 - January 2025 · 5 yrs 3 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darren Smith - Financial Advisor | TrueAdvisor